Alastair Simon Young

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEAK ASSURED LIMITED

    FRN 482276

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Dec 2011)
    • CF30 Customer (since 5 Dec 2011)
    • CF1 Director (AR) (16 Jul 2008 to 1 Oct 2010)
    • CF11 Money Laundering Reporting (9 Jun 2008 to 1 Oct 2010)
    • CF30 Customer (9 Jun 2008 to 1 Oct 2010)
    • CF1 Director (9 Jun 2008 to 1 Oct 2010)
    • Responsible for Insurance Mediation (9 Jun 2008 to 1 Oct 2010)
    • CF8 Apportionment and Oversight (9 Jun 2008 to 14 Aug 2008)
    • CF10 Compliance Oversight (9 Jun 2008 to 14 Aug 2008)
  • PEAK INSURANCE SERVICES LIMITED

    FRN 308298

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 4 Dec 2019)
  • Alexander Wray & Co Ltd

    FRN 229653

    • (1)Employed By (since 5 Dec 2011)
    • (2)Employed By (2 Dec 2003 to 17 Jan 2007)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (6 Aug 2015 to 8 Jul 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Wray & Co Ltd

  2. controlled function added: (2)Employed By at Alexander Wray & Co Ltd

  3. controlled function added: (1)Employed By at Alexander Wray & Co Ltd