Alastair Shepherd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2022)
    • CF30 Customer (since 23 Sep 2022)
    • [FCA CF] Client dealing (5 Apr 2022 to 19 Oct 2022)
    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 19 Oct 2022)
  • Alastair Shepherd

    FRN 983949

    • (1)Employed By (since 23 Sep 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (15 Aug 2019 to 1 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alastair Shepherd

  2. controlled function added: (1)Employed By at Alastair Shepherd