Alastair Roderick Syme

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 4 Jul 2018)
    • [FCA CF] Client dealing (since 16 Jun 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Aug 2023)
    • CF30 Customer (17 Jan 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Apr 2009 to 4 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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