Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 21 Nov 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 21 Nov 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (24 Feb 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (4 Jul 2008 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (24 Feb 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (12 Aug 2009 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (30 Dec 2004 to 31 Oct 2007)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF26 Customer Trading (21 Sep 2004 to 1 Oct 2004)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF26 Customer Trading (21 Sep 2004 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.