Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Jan 2021 to 21 Nov 2024)
- [FCA CF] Client dealing (1 Jan 2021 to 21 Nov 2024)
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- [FCA CF] Manager of certification employee (24 Feb 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
- CF30 Customer (4 Jul 2008 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (24 Feb 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
- CF30 Customer (12 Aug 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF21 Investment Adviser (30 Dec 2004 to 31 Oct 2007)
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- CF26 Customer Trading (21 Sep 2004 to 1 Oct 2004)
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- CF26 Customer Trading (21 Sep 2004 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.