Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (23 Feb 2023 to 2 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (8 Nov 2010 to 8 Dec 2019)
- CF1 Director (25 Oct 2010 to 27 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.