Alastair Matthew Sandler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (21 Sep 2022 to 13 Jan 2025)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- [FCA CF] Client dealing (2 Aug 2021 to 14 Jul 2022)
- [FCA CF] Algorithmic trading (2 Aug 2021 to 14 Jul 2022)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- [FCA CF] Client dealing (1 Mar 2020 to 11 Jun 2021)
- CF30 Customer (18 Oct 2010 to 8 Dec 2019)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (2 Aug 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.