Alastair Marshall Dunn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adcas Financial Management Ltd (no longer approved here)

    FRN 222123

    • CF30 Customer (1 Nov 2007 to 6 Jan 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Jan 2011)
    • CF10 Compliance Oversight (17 Apr 2003 to 6 Jan 2011)
    • CF11 Money Laundering Reporting (17 Apr 2003 to 6 Jan 2011)
    • CF8 Apportionment and Oversight (17 Apr 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (17 Apr 2003 to 31 Oct 2007)
    • CF1 Director (17 Apr 2003 to 8 Mar 2019)
  • A Dunn & Co Financial Management (no longer approved here)

    FRN 165495

    • (1)Employed By (1 Dec 2001 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.