Alastair Mark Thornton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited (no longer approved here)

    FRN 193065

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2021)
    • CF30 Customer (24 Oct 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 2 Dec 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.