Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Mar 2020 to 31 Dec 2023)
- [FCA CF] Significant management (1 Mar 2020 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (1 Mar 2020 to 31 Dec 2023)
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- Employed By (13 Jun 2011 to 29 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- (15)Employed By (13 Jan 2006 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.