Alastair John Stratton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2024)
    • CF30 Customer (since 2 May 2024)
  • Alastair Stratton

    FRN 1011774

    • (1)Employed By (since 2 May 2024)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (241)CF30 Customer (11 Aug 2014 to 20 May 2016)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (4 Apr 2011 to 8 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alastair Stratton

  2. controlled function added: (1)Employed By at Alastair Stratton

  3. controlled function added: (241)CF30 Customer at STIFEL EUROPE LIMITED