Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Frostrow Capital LLP
FRN 460360
- SMF9 Chair of the Governing Body (since 16 Mar 2020)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (26 Mar 2014 to 8 Dec 2019)
- CF8 Apportionment and Oversight (8 Mar 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (8 Mar 2007 to 8 Dec 2019)
- CF4 Partner (8 Mar 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Mar 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.