Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One 77 Mortgages Limited
FRN 753474
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 16 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2021)
- [FCA CF] CASS oversight function (9 Dec 2019 to 16 Sep 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2019)
- Responsible for Insurance Mediation (19 Jul 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (19 Jul 2017 to 12 Mar 2019)
- CF10 Compliance Oversight (19 Jul 2017 to 12 Mar 2019)
- CF1 Director (19 Jul 2017 to 8 Dec 2019)
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- CF1 Director (AR) (20 Jan 2014 to 19 Jul 2017)
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- CF1 Director (AR) (19 Nov 2010 to 31 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.