Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2025)
    • [FCA CF] Client dealing (since 8 Jan 2025)
  • Schroders Investment Portfolio Services Limited (no longer approved here)

    FRN 230690

    • [FCA CF] Manager of certification employee (9 Dec 2022 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.