Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Messels Limited (no longer approved here)

    FRN 403323

    • CF2 Non Executive Director (AR) (14 Jan 2022 to 1 Nov 2024)
  • UOB Kay Hian (U.K.) Limited (no longer approved here)

    FRN 155417

    • CF1 Director (1 Dec 2001 to 12 Mar 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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