Alastair Frame Rae

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chelverton Asset Management Limited

    FRN 185917

    • SMF1 Chief Executive (since 21 Dec 2023)
    • SMF3 Executive Director (since 21 Dec 2023)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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