Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (2 Aug 2022 to 1 Feb 2023)
    • [FCA CF] Material risk taker (12 Jan 2017 to 6 Jul 2021)
    • [FCA CF] Client dealing (1 Nov 2016 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 1 Feb 2023)
    • CF30 Customer (9 Apr 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.