Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Material risk taker (27 Jan 2022 to 31 Dec 2022)
    • CF10 Compliance Oversight (6 Jul 2016 to 20 Mar 2017)
    • CF11 Money Laundering Reporting (6 Jul 2016 to 20 Mar 2017)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (27 Jan 2022 to 31 Dec 2022)
    • CF10 Compliance Oversight (6 Jul 2016 to 20 Mar 2017)
    • CF11 Money Laundering Reporting (6 Jul 2016 to 20 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.