Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF18 Other Overall Responsibility (22 Jul 2020 to 26 Nov 2023)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 22 Jul 2020)
    • [PRA CF] Managing a material risk taker (31 Jan 2020 to 22 Jul 2020)
    • [FCA CF] Material risk taker (21 Jun 2018 to 22 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jun 2018 to 22 Jul 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (1 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Material risk taker (1 Jul 2019 to 30 Jan 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (1 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Material risk taker (1 Jul 2019 to 30 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 30 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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