Alasdair Marshall Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited

    FRN 141309

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)
    • CF26 Customer Trading (7 Jan 2004 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 3 Feb 2016)
    • CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)
    • CF26 Customer Trading (7 Jan 2004 to 31 Oct 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (7 Jan 2004 to 28 Feb 2005)
    • CF21 Investment Adviser (7 Jan 2004 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.