Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Suitable Financial Advice Ltd
FRN 313234
- SMF3 Executive Director (since 14 Feb 2025)
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Throgmorton Capital Management Limited
FRN 827982
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (24 Nov 2023 to 28 Nov 2024)
- CF1 Director (1 Apr 2019 to 8 Dec 2019)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.