Alasdair David Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 23 May 2018)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2018)
    • CF30 Customer (21 Jul 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Jan 2010)
    • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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