Alasdair Calum Coutts - Britton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNA VITA FINANCIAL PLANNING LIMITED

    FRN 930699

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • SMF3 Executive Director (since 18 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2021)
    • [FCA CF] Significant management (since 18 Jan 2021)
    • Responsible for Insurance Distribution (since 18 Jan 2021)
    • SMF16 Compliance Oversight (since 18 Jan 2021)
    • [FCA CF] Manager of certification employee (since 18 Jan 2021)
  • JNH Wealth Management Limited (no longer approved here)

    FRN 745384

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2021)
    • CF1 Director (2 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Sep 2016 to 30 Sep 2018)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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