Alaric Douglas Fountain-Barber

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Manager of certification employee (since 23 May 2024)
    • [FCA CF] Client dealing (since 23 May 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Manager of certification employee (since 23 May 2024)
    • [FCA CF] Client dealing (since 23 May 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (23 May 2024 to 31 Mar 2025)
    • [FCA CF] Client dealing (23 May 2024 to 31 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (7 Nov 2016 to 4 Apr 2024)
    • CF30 Customer (13 Mar 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (7 Nov 2016 to 4 Apr 2024)
    • CF30 Customer (13 Mar 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (26 Oct 2010 to 6 May 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 25 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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