Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
- [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
-
- [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
- [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
-
- [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
- [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
- CF30 Customer (2 Feb 2019 to 8 Dec 2019)
-
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
- CF30 Customer (18 Oct 2013 to 6 Mar 2016)
-
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
- CF30 Customer (18 Oct 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.