Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
    • [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
    • [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (27 Aug 2021 to 30 Apr 2024)
    • [FCA CF] Material risk taker (14 Jul 2021 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 30 Apr 2024)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • CF30 Customer (2 Feb 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2021)
    • CF30 Customer (18 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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