Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Oct 2022)
- CF30 Customer (1 Nov 2007 to 5 Oct 2022)
- CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jun 2002)
- CF4 Partner (AR) (1 Dec 2001 to 16 Nov 2011)
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- CF30 Customer (3 Jul 2015 to 31 Jan 2022)
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- Employed By (3 Jul 2015 to 5 Oct 2022)
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- Employed By (9 Dec 2011 to 5 Oct 2022)
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- (6)Employed By (18 Jun 2004 to 5 Oct 2022)
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- Employed By (1 Dec 2001 to 18 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.