Alan William Hawthorn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2020 to 2 May 2020)
    • [FCA CF] Material risk taker (1 May 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (1 May 2020 to 20 Dec 2024)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2024)
    • CF3 Chief Executive (27 Mar 2012 to 5 Aug 2015)
    • CF1 Director (1 Dec 2001 to 19 Mar 2004)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Dec 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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