Alan William Edwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Significant management (1 Jan 2021 to 7 Jun 2023)
    • SMF18 Other Overall Responsibility (29 Jan 2020 to 30 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
    • CF1 Director (10 May 2016 to 29 Jan 2020)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (13 Jan 2015 to 15 Apr 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (14 Aug 2009 to 7 Dec 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2006 to 31 Oct 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.