Alan Stuart McLean

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Serone Capital Management LLP
FRN 502305
- [FCA CF] Client dealing (since 9 Jun 2025)
- SMF27 Partner (since 26 May 2022)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Jun 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.