Alan Stewart Parkinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2022)
    • CF30 Customer (13 May 2014 to 2 Jun 2022)
  • Simmons Gainsford Financial Services Limited (no longer approved here)

    FRN 449588

    • (8)Employed By (30 Dec 2015 to 2 Jun 2022)
  • Gravita Wealth Limited (no longer approved here)

    FRN 192082

    • (8)Employed By (26 Jun 2015 to 2 Jun 2022)
  • BKL Wealth Management Limited (no longer approved here)

    FRN 607954

    • Employed By (15 May 2014 to 2 Jun 2022)
  • Temple Financial Services Limited (no longer approved here)

    FRN 617890

    • Employed By (15 May 2014 to 17 Dec 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 Nov 2011 to 24 Apr 2013)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (7 Nov 2011 to 24 Apr 2013)
  • London Asset Management (IFA) Limited (no longer approved here)

    FRN 172237

    • (25)Employed By (17 Sep 2009 to 14 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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