Alan Southan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (20 Jun 2018 to 15 Sep 2025)
    • CF21 Investment Adviser (3 Dec 2002 to 3 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (20 Jun 2018 to 15 Sep 2025)
    • CF21 Investment Adviser (3 Dec 2002 to 3 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.