Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (19 May 2011 to 31 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF1 Director (19 Jan 2011 to 31 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.