Alan Shaw

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited
FRN 303397
- CF1 Director (AR) (since 11 Apr 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Sep 2020)
Knight Shaw Ltd
FRN 839126
- (1)Employed By (since 11 Apr 2019)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF4 Partner (AR) (1 Dec 2001 to 13 Feb 2003)
Coltman Shaw Associates Limited (no longer approved here)
FRN 220617
- Employed By (1 Dec 2001 to 13 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.