Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (12 Oct 2012 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 28 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.