Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Feb 2024)
- CF30 Customer (1 Nov 2007 to 7 Feb 2024)
- CF7 Sole Trader (AR) (23 Dec 2002 to 31 Jan 2007)
- CF21 Investment Adviser (23 Dec 2002 to 31 Oct 2007)
-
- (15)Employed By (31 Jul 2009 to 7 Feb 2024)
-
- Employed By (23 Dec 2002 to 7 Feb 2024)
-
- Employed By (30 May 2001 to 30 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.