Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF29 Significant management (9 Jun 2010 to 8 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 27 Nov 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Mar 2003 to 1 Jul 2003)
    • CF17 Significant Mgt (Other Business Operations) (25 Mar 2003 to 1 Jul 2003)
    • CF19 Significant Mgt (Financial Resources) (25 Mar 2003 to 1 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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