Alan Roger Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 21 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.