Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corporate and Asset Finance Limited (no longer approved here)

    FRN 734494

    • (1)SMF16 Compliance Oversight (9 Dec 2019 to 2 Apr 2026)
    • (2)SMF3 Executive Director (9 Dec 2019 to 2 Apr 2026)
    • (3)CF10 Compliance Oversight (8 Jun 2016 to 8 Dec 2019)
    • (4)CF1 Director (8 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF16 Compliance Oversight at Corporate and Asset Finance Limited

  2. controlled function removed: SMF3 Executive Director at Corporate and Asset Finance Limited

  3. controlled function added: (1)SMF16 Compliance Oversight at Corporate and Asset Finance Limited

  4. controlled function added: (2)SMF3 Executive Director at Corporate and Asset Finance Limited

  5. controlled function added: (3)CF10 Compliance Oversight at Corporate and Asset Finance Limited

  6. controlled function added: (4)CF1 Director at Corporate and Asset Finance Limited