Alan Robert Moutrie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (20 Sep 2010 to 15 Jul 2014)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Aug 2010 to 20 Aug 2010)
RIA Capital Markets Limited (no longer approved here)
FRN 219706
- CF21 Investment Adviser (30 Sep 2005 to 4 Oct 2006)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF21 Investment Adviser (17 Nov 2004 to 22 Feb 2005)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.