Alan Robert Mimms

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Payden & Rygel Global Limited (no longer approved here)

    FRN 190267

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
    • CF26 Customer Trading (17 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.