Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 18 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
    • [FCA CF] Client dealing (since 11 Jul 2022)
    • Employed By (since 18 Mar 2026)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 18 Jun 2010)
    • Employed By (since 21 Mar 2011)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (31 May 2013 to 6 Nov 2024)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (18 Jun 2010 to 18 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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