Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (19 Mar 2013 to 24 Mar 2016)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (11)Employed By (19 Mar 2013 to 24 Mar 2016)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (5 Oct 2012 to 17 Apr 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Jun 2012 to 17 Apr 2013)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (7)Employed By (13 Jun 2012 to 17 Apr 2013)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (17 Jun 2011 to 6 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (7)Employed By at Ashwood Law Wealth Management Ltd