Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2016 to 8 Dec 2019)
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- CF30 Customer (19 Mar 2013 to 24 Mar 2016)
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- (11)Employed By (19 Mar 2013 to 24 Mar 2016)
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- Employed By (5 Oct 2012 to 17 Apr 2013)
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- CF30 Customer (13 Jun 2012 to 17 Apr 2013)
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- (7)Employed By (13 Jun 2012 to 17 Apr 2013)
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- CF30 Customer (17 Jun 2011 to 6 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (7)Employed By at Ashwood Law Wealth Management Ltd