Alan Richard Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF11 Money Laundering Reporting (18 Nov 2009 to 28 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 25 Dec 2009)
    • CF10 Compliance Oversight (28 Jan 2005 to 28 Feb 2011)
    • CF21 Investment Adviser (15 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.