Alan Richard Cook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IMS Wealth Ltd

    FRN 668701

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jun 2022)
    • CF30 Customer (since 9 Jun 2022)
    • CF1 Director (AR) (since 9 Jun 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 28 Jun 2022)
    • [FCA CF] Client dealing (11 Feb 2020 to 29 Jul 2022)
    • CF30 Customer (28 Jan 2020 to 28 Jun 2022)
    • CF1 Director (AR) (28 Jan 2020 to 28 Jun 2022)
  • Alan Cook Financial Services Limited (no longer approved here)

    FRN 919924

    • (1)Employed By (28 Jan 2020 to 29 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alan Cook Financial Services Limited

  2. controlled function added: (1)Employed By at Alan Cook Financial Services Limited