Alan Richard Boby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ELLACOTTS WEALTH PLANNING LIMITED (no longer approved here)
FRN 611045
- Responsible for Insurance Mediation (21 Jun 2016 to 31 May 2018)
- CF10 Compliance Oversight (27 May 2016 to 31 May 2018)
- CF1 Director (18 Feb 2014 to 31 May 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (29 Nov 2012 to 1 Nov 2013)
Griffiths Financial Planning Limited (no longer approved here)
FRN 192211
- (1)Employed By (29 Nov 2012 to 1 Nov 2013)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function removed: Employed By at Griffiths Financial Planning Limited
9 hours ago
controlled function added: (1)Employed By at Griffiths Financial Planning Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.