Alan Reid

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALAN REID FINANCIAL SERVICES (NI) LIMITED (no longer approved here)

    FRN 441911

    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jun 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 20 Jun 2019)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (24 Jan 2006 to 31 Mar 2009)
    • CF1 Director (24 Jan 2006 to 20 Jun 2019)
    • Responsible for Insurance Mediation (24 Jan 2006 to 30 Sep 2018)
    • CF10 Compliance Oversight (24 Jan 2006 to 20 Jun 2019)
    • CF11 Money Laundering Reporting (24 Jan 2006 to 20 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.