Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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- CF1 Director (AR) (2 Mar 2007 to 25 Oct 2011)
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- Employed By (23 Nov 2004 to 16 Jun 2005)
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- CF21 Investment Adviser (18 Jun 2004 to 16 Jun 2005)
- CF22 Investment Adviser (Trainee) (18 Dec 2003 to 18 Jun 2004)
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- (4)Employed By (1 Dec 2001 to 30 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (4)Employed By at Parkway Consulting