Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (2 Mar 2007 to 25 Oct 2011)
  • Alan Randle (no longer approved here)

    FRN 415426

    • Employed By (23 Nov 2004 to 16 Jun 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (18 Jun 2004 to 16 Jun 2005)
    • CF22 Investment Adviser (Trainee) (18 Dec 2003 to 18 Jun 2004)
  • Parkway Consulting (no longer approved here)

    FRN 193379

    • (4)Employed By (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Parkway Consulting