Alan Paul Moule

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Academy Mortgage Services

    FRN 303430

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2024)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Premier Portfolio Financial Services Ltd (no longer approved here)

    FRN 172135

    • (5)Employed By (8 Nov 2002 to 31 Dec 2003)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF4 Partner (AR) (10 May 2002 to 25 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • M & P Associates (no longer approved here)

    FRN 211001

    • (2)Employed By (10 May 2002 to 16 Dec 2003)
  • The Dexter Partnership (no longer approved here)

    FRN 180469

    • (4)Employed By (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.