Alan Patey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (4 Jun 2015 to 16 Dec 2015)
Ampris Limited (no longer approved here)
FRN 610031
- Employed By (23 Apr 2015 to 17 Oct 2016)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF30 Customer (30 Sep 2008 to 30 Aug 2011)
Andrew Brook (no longer approved here)
FRN 232110
- (3)Employed By (30 Sep 2008 to 30 Aug 2011)
RINGROSE GRIMSLEY LIMITED (no longer approved here)
FRN 228585
- CF21 Investment Adviser (1 Dec 2003 to 24 Mar 2006)
Ringrose Grimsley & Co (was ar808) (1006) (no longer approved here)
FRN 165626
- (3)Employed By (20 Jun 2002 to 11 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.