Alan Paterson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Jan 2018)
    • CF30 Customer (since 22 Jan 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
  • Hill Hannay Wealth Management Ltd

    FRN 798698

    • Employed By (since 22 Jan 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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