Alan Nigel Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jun 2020)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 12 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Dec 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (25 Jan 2017 to 4 Jun 2020)
    • [PRA CF] Managing a material risk taker (25 Jan 2017 to 12 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jan 2017 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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